James Wai Tat Ling
凌偉達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Wai Tat Ling (凌偉達), a licensed former licensee with CE reference ADD975. This person has 5.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Plouton Asset Management Limited 弘富資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-08-25 | 2026-01-31 |
| Plouton Asset Management Limited 弘富資產管理有限公司 |
RO | Type 9 - Asset management | 2021-12-30 | 2022-08-25 |
| Plouton Asset Management Limited 弘富資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-12-16 | 2021-12-30 |
| Select Investment Services Limited 弘富投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-05 | 2026-01-31 |
| Select Investment Services Limited 弘富投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-05 | 2026-01-31 |
| CAIIS Limited | RO | Type 1 - Dealing in securities | 2007-03-16 | 2008-01-24 |
| CAIIS Limited | RO | Type 4 - Advising on securities | 2007-03-16 | 2008-01-24 |
| CAIIS Limited | Rep | Type 1 - Dealing in securities | 2006-10-12 | 2007-03-16 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2006-10-12 | 2007-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Wai Tat Ling during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.