David Bolton Russell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Bolton Russell, a licensed former licensee with CE reference ADB747. This person has 4.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-06 | 2022-09-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-07-06 | 2022-09-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 4 - Advising on securities | 2018-07-06 | 2022-09-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 7 - Providing automated trading services | 2018-07-06 | 2022-09-23 |