Nicholas Peter Fennell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Peter Fennell, a licensed former licensee with CE reference ADA865. This person has 0.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-06-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-06-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-06-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-06-12 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Peter Fennell during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.