Shuk Han Yau

游淑嫻
CE No. ACZ998 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Han Yau (游淑嫻), a licensed Responsible Officer with CE reference ACZ998. Currently licensed at 1 firm(s): Imperial Capital Limited. Active regulated activities: Type 9 - Asset management. This person has 14.2 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Imperial Capital Limited
盛世投資(香港)有限公司
RO Type 9 - Asset management 2024-08-01 present
INV Advisory Limited RO Type 4 - Advising on securities 2018-12-06 2024-05-06
INV Advisory Limited RO Type 9 - Asset management 2018-12-06 2024-05-06
INV Partners Limited Rep Type 9 - Asset management 2012-01-26 2018-11-28

Worked alongside

The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuk Han Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Mei Yan Chan INV Advisory Limited 2018–2024
Hoi Chung Yip INV Partners Limited 2013–2018
Yuen Han Liu INV Partners Limited 2013–2018
Man Lung Chow INV Partners Limited 2012–2016
Randolph Albert Yu INV Partners Limited 2012–2015
Eunice Yu INV Advisory Limited 2022–2024
Yat Ming Cheung INV Partners Limited 2012–2013
Qiang Lu Imperial Capital Limited 2025–2026
Sio Choi Leong INV Partners Limited 2018
David Hang Wu INV Advisory Limited 2022–2023
Alan Zhe Xia INV Advisory Limited 2023–2024
Jimmy Hung Ban Yau INV Partners Limited 2018

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