Ka Pui Chan
陳嘉珮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Pui Chan (陳嘉珮), a licensed former licensee with CE reference ACY328. This person has 5.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-23 | 2009-01-17 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-02-23 | 2009-01-17 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-19 | 2006-01-27 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-19 | 2006-01-27 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-10-06 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-10-06 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-16 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-16 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-16 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-16 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Pui Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.