Tina Siu Tse
謝小娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tina Siu Tse (謝小娟), a licensed former licensee with CE reference ACX409. This person has 2.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-08-18 | 2012-07-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-08-18 | 2012-07-26 |
| Amundi Asset Management | Rep | Type 4 - Advising on securities | 2004-07-01 | 2004-12-09 |
| Amundi Asset Management | Rep | Type 9 - Asset management | 2004-07-01 | 2004-12-09 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-09 |
| Credit Agricole Asset Management | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-02 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-11 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-12-09 |
| Credit Agricole Asset Management | Rep | Type 9 - Asset management | Pre-2003 | 2004-07-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tina Siu Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.