Rohan John Dalziell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rohan John Dalziell, a licensed former licensee with CE reference ACW967. This person has 13.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-10 | 2017-04-29 |
| J Capital Research Limited | RO | Type 4 - Advising on securities | 2012-03-01 | 2013-10-07 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-11-03 | 2011-06-30 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-16 | 2008-11-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-28 | 2008-06-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-08-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rohan John Dalziell during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.