Chi Ho Kok
郭智豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ho Kok (郭智豪), a licensed former licensee with CE reference ACW515. This person has 4.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Adamas Asset Management (HK) Limited 安德思資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2020-11-27 | 2021-01-05 |
| Adamas Asset Management (HK) Limited 安德思資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-10-09 | 2020-11-27 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-25 | 2020-04-13 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 4 - Advising on securities | 2019-09-25 | 2020-04-13 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 9 - Asset management | 2019-09-25 | 2020-04-13 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-09 | 2018-01-16 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-01 | 2017-02-09 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-03-02 | 2017-01-06 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
RO | Type 1 - Dealing in securities | 2007-04-12 | 2008-04-14 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
RO | Type 4 - Advising on securities | 2007-04-12 | 2008-04-14 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-03-30 | 2005-07-16 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 9 - Asset management | 2004-03-30 | 2005-07-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ho Kok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.