Choot Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Choot Lim, a licensed Representative with CE reference ACV298. Currently licensed at 1 firm(s): Ovata Capital Management Limited. Active regulated activities: Type 9 - Asset management. This person has 11.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 |
Rep | Type 9 - Asset management | 2017-11-16 | present |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2007-09-18 | 2008-06-13 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-09-18 | 2008-06-13 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-26 | 2007-09-18 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-06-26 | 2007-09-18 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-12 | 2006-05-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Choot Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.