Helen Zee
徐閔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helen Zee (徐閔), a licensed former licensee with CE reference ACU461. This person has 18.1 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-31 | 2022-02-14 |
| Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-03-31 | 2022-02-14 |
| Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-26 | 2020-03-31 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-26 | 2022-02-14 |
| Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-02-26 | 2020-03-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-17 | 2019-08-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-05-07 | 2019-08-31 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-05-07 | 2019-08-31 |
| South West Capital Limited 西南融資有限公司 |
RO | Type 1 - Dealing in securities | 2012-04-20 | 2013-01-28 |
| South West Capital Limited 西南融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-04-20 | 2013-01-28 |
| Octal Capital Limited 八方金融有限公司 |
RO | Type 1 - Dealing in securities | 2011-11-24 | 2012-04-16 |
| Octal Capital Limited 八方金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-06-01 | 2012-04-16 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2011-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Helen Zee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.