William Wai Lim Mok
莫偉廉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Wai Lim Mok (莫偉廉), a licensed former licensee with CE reference ACR412. This person has 3.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-03 | 2014-12-31 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-02 | 2005-06-17 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-02 | 2005-06-17 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-11-02 | 2005-06-17 |
| C F C Securities Limited | Rep | Type 1 - Dealing in securities | 2003-11-20 | 2004-03-02 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-06-30 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-06-30 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Wai Lim Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.