Sui Lan Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Lan Wong (王瑞蘭), a licensed Representative with CE reference ACQ505. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 23.2 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-15 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-08-15 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-15 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-15 | 2017-10-02 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2017-06-30 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2017-06-30 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2017-06-30 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2017-06-30 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-30 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-30 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sui Lan Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.