Chi Fai Au

區志輝
CE No. ACQ094 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Fai Au (區志輝), a licensed former licensee with CE reference ACQ094. This person has 0.1 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
Mason Securities Limited
茂宸證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-05-02
Zhong Zheng International Futures Limited
中證國際期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2003-05-02
Mason Securities Limited
茂宸證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-05-02
Zhong Zheng International Futures Limited
中證國際期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2003-05-02
Mason Securities Limited
茂宸證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-05-02
Mason Securities Limited
茂宸證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-05-02
Zhong Zheng International Futures Limited
中證國際期貨有限公司
Rep Type 9 - Asset management Pre-2003 2003-05-02
Mason Securities Limited
茂宸證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-05-02

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Fai Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ching Lau Sze Zhong Zheng International Futures Limited 2003
Rena Choi Ying Mo Zhong Zheng International Futures Limited 2003
Windy Sau Ha Chan Zhong Zheng International Futures Limited 2003
Philip Ho Hei Chiu Zhong Zheng International Futures Limited 2003
Wai Chi Ho Zhong Zheng International Futures Limited 2003
Man Yu Cheung Zhong Zheng International Futures Limited 2003
Dominic Lap Yan Chan Zhong Zheng International Futures Limited 2003
Priscilla Yuk Ping Cheung Zhong Zheng International Futures Limited 2003
Phoebe Wai Fong Leung Zhong Zheng International Futures Limited 2003
Shing Ho Au Zhong Zheng International Futures Limited 2003
Wing Lam Chow Zhong Zheng International Futures Limited 2003
Fai Lam Chung Zhong Zheng International Futures Limited 2003
Siu Shun Choi Zhong Zheng International Futures Limited 2003
So Fan Chan Zhong Zheng International Futures Limited 2003
Chun Wa Cheuk Zhong Zheng International Futures Limited 2003
Stella Siu Wan Fung Zhong Zheng International Futures Limited 2003
Wing Cheong Ho Zhong Zheng International Futures Limited 2003
Cheuk Sing Lo Zhong Zheng International Futures Limited 2003
Kam Chun Lam Zhong Zheng International Futures Limited 2003
Eliza Lan Seung Li Zhong Zheng International Futures Limited 2003
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