Brooke Marie Babington
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brooke Marie Babington, a licensed former licensee with CE reference ACP987. This person has 7.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Parry International Trading Limited | Rep | Type 1 - Dealing in securities | 2011-05-27 | 2014-03-03 |
| Parry International Trading Limited | RO | Type 1 - Dealing in securities | 2010-08-26 | 2011-05-27 |
| Aetas Global Markets Limited | Rep | Type 1 - Dealing in securities | 2007-07-30 | 2009-05-04 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-24 | 2007-02-17 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-02-24 | 2007-02-17 |
| Drake & Morgan Limited | Rep | Type 1 - Dealing in securities | 2004-01-13 | 2004-03-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Brooke Marie Babington during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.