Siu Kuen Yeung
楊少娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kuen Yeung (楊少娟), a licensed former licensee with CE reference ACP013. This person has 18.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sorrento Securities Limited 擎天證券有限公司 |
RO | Type 4 - Advising on securities | 2017-09-12 | 2022-01-13 |
| Sorrento Securities Limited 擎天證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-13 | 2022-01-13 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
RO | Type 1 - Dealing in securities | 2014-09-11 | 2016-06-10 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-09-11 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-12 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-12 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Kuen Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.