Sheung Ling Li

李嫦玲
CE No. ACO120 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheung Ling Li (李嫦玲), a licensed former licensee with CE reference ACO120. This person has 22.9 years of SFC licence history. Total licence records on file: 14.

Information

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Licence history

FirmRoleRegulated activityFromTo
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 4 - Advising on securities 2021-05-03 2026-04-10
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 5 - Advising on futures contracts 2021-05-03 2026-04-10
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 - Dealing in securities 2021-04-21 2026-04-10
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2021-04-21 2026-04-10
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 3 - Leveraged foreign exchange trading 2004-01-29 2007-06-07
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2021-03-10
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2021-03-10
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-09-22
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2003-09-22
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-09-22
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-09-22
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-09-22
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 9 - Asset management Pre-2003 2003-09-22
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-09-22

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sheung Ling Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Billy Yee Piu Lai Guotai Junan Futures (Hong Kong) Limited 2021–2026
Wai Kwong Tsoi Guotai Junan Futures (Hong Kong) Limited 2021–2026
Tze Fung Yeung Guotai Junan Futures (Hong Kong) Limited 2021–2026
Sida Chen Guotai Junan Futures (Hong Kong) Limited 2021–2026
Chi Hang Cheung Guotai Junan Futures (Hong Kong) Limited 2021–2026
Chung Him Chi Guotai Junan Futures (Hong Kong) Limited 2021–2026
Kin Chung Hon Guotai Junan Futures (Hong Kong) Limited 2021–2026
King Lung Hui Guotai Junan Futures (Hong Kong) Limited 2021–2026
Rainky Ming Xi Hung Guotai Junan Futures (Hong Kong) Limited 2021–2026
David Ho Hung Kwok Guotai Junan Futures (Hong Kong) Limited 2021–2026
Lap Wa Kwok Guotai Junan Futures (Hong Kong) Limited 2021–2026
Pui Chuen Kwong Guotai Junan Futures (Hong Kong) Limited 2021–2026
Shu Hon Lam Guotai Junan Futures (Hong Kong) Limited 2021–2026
Tat Hung Lam Guotai Junan Futures (Hong Kong) Limited 2021–2026
Benedict Chun Yin Lee Guotai Junan Futures (Hong Kong) Limited 2021–2026
Wang Sun Lee Guotai Junan Futures (Hong Kong) Limited 2021–2026
Kei Chi Ng Guotai Junan Futures (Hong Kong) Limited 2021–2026
Ka Kit Suen Guotai Junan Futures (Hong Kong) Limited 2021–2026
Ming Kong Tai Guotai Junan Futures (Hong Kong) Limited 2021–2026
Denise Yuk Yin Tam Guotai Junan Futures (Hong Kong) Limited 2021–2026
Explore the interactive colleague network →

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