Tom Pak Lam Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tom Pak Lam Chan (陳柏楠), a licensed Responsible Officer with CE reference ACJ830. Currently licensed at 1 firm(s): Success Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 20.6 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-26 | present |
| Success Securities Limited 實德證券有限公司 |
RO | Type 4 - Advising on securities | 2018-06-26 | present |
| Success Asset Management Limited 實德資產管理有限公司 |
RO | Type 9 - Asset management | 2013-08-29 | 2021-12-01 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-12 | 2016-11-01 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-12 | 2016-11-01 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-03-12 | 2016-11-01 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-12 | 2016-11-01 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 4 - Advising on securities | 2009-11-03 | 2010-06-01 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 9 - Asset management | 2009-11-03 | 2010-06-01 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2008-03-19 | 2010-04-01 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 - Advising on securities | 2008-03-19 | 2010-06-01 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-03-19 | 2010-06-01 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-08-28 | 2010-06-01 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-08-28 | 2010-06-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-17 | 2007-08-28 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-17 | 2007-08-28 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2007-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tom Pak Lam Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.