Kar Lok Leung
梁家樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Lok Leung (梁家樂), a licensed former licensee with CE reference ACJ463. This person has 19.8 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-06-16 | 2023-02-01 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-06-16 | 2023-02-01 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-04 | 2021-06-16 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-05-04 | 2021-06-16 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-09 | 2021-04-30 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-10-09 | 2021-04-30 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2017-10-09 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-10-29 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2017-10-09 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-04 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-29 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-04 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-04 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-29 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-04 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-04 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-04 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-04 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kar Lok Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.