Shing Yum Li
李成蔭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Yum Li (李成蔭), a licensed former licensee with CE reference ACF077. This person has 7.1 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-20 | 2011-09-17 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-20 | 2011-09-17 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-30 | 2011-05-14 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-03 | 2010-08-01 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-02-03 | 2010-08-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-27 | 2009-09-01 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-11-10 | 2009-09-01 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-01-19 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-19 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-19 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Yum Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.