Alfred Tsai
蔡亞輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Tsai (蔡亞輝), a licensed former licensee with CE reference ACC552. This person has 3.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-08-10 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-07-09 | 2011-06-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-04-22 | 2009-07-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-04-22 | 2009-07-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alfred Tsai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.