David Nicholas Ainsworth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Nicholas Ainsworth, a licensed former licensee with CE reference ACA981. This person has 16.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragon Capital Management (HK) Limited | Rep | Type 4 - Advising on securities | 2016-08-15 | 2021-08-31 |
| Aletheia Analyst Network Limited | Rep | Type 4 - Advising on securities | 2013-06-24 | 2016-05-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-30 | 2011-11-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-05-15 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-05-15 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2008-05-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2008-05-15 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2008-05-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Nicholas Ainsworth during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.