Leslie Yu-Ling Keyes
趙汝寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leslie Yu-Ling Keyes (趙汝寧), a licensed former licensee with CE reference ABZ047. This person has 8.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Good Harvest Securities Company Limited 豐年證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-01 | 2015-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-09 | 2009-11-12 |
| WFM Asia (HK) Limited | Rep | Type 5 - Advising on futures contracts | 2005-10-17 | 2009-01-16 |
| WFM Asia (HK) Limited | Rep | Type 4 - Advising on securities | 2004-05-27 | 2009-01-16 |
| WFM Asia (HK) Limited | Rep | Type 9 - Asset management | 2004-05-27 | 2009-01-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Leslie Yu-Ling Keyes during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.