Chi Man Chiu
招志文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Man Chiu (招志文), a licensed former licensee with CE reference ABW341. This person has 13.7 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wings Securities Limited 永時證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-02-26 | 2022-06-11 |
| Wings Securities Limited 永時證券有限公司 |
RO | Type 4 - Advising on securities | 2020-02-26 | 2022-06-11 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-17 | 2018-01-09 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-08-17 | 2018-01-09 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 - Dealing in securities | 2012-04-11 | 2016-06-30 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-04-11 | 2016-10-20 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-23 | 2012-01-26 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-23 | 2012-01-26 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-23 | 2012-01-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-07 | 2009-09-01 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-03-07 | 2009-09-01 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-07 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-04 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-04 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-04 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Man Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.