Chester Tun Ho Kwok
郭淳浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chester Tun Ho Kwok (郭淳浩), a licensed former licensee with CE reference ABS433. This person has 9.3 years of SFC licence history. Total licence records on file: 7.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2005-06-06 | 2012-07-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-06-06 | 2012-07-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-06-06 | 2012-07-11 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-06-06 | 2012-05-11 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2012-05-11 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-06-06 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-03 |