Yim Har Ching
程焰霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Har Ching (程焰霞), a licensed former licensee with CE reference ABQ771. This person has 10.1 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-26 | 2013-06-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-04-26 | 2013-06-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-04-26 | 2013-06-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-11 | 2012-04-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-10-15 | 2012-04-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-20 | 2012-04-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-02-04 | 2012-04-01 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-01-17 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-17 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-03 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-03 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-03 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-03 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Yim Har Ching during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.