Hon Ming Chan
陳漢明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Ming Chan (陳漢明), a licensed former licensee with CE reference ABN595. This person has 16.3 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-21 | 2024-10-31 |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
RO | Type 4 - Advising on securities | 2022-07-21 | 2024-10-31 |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
RO | Type 9 - Asset management | 2016-06-29 | 2024-10-31 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-06-22 | 2015-07-02 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 9 - Asset management | 2012-08-15 | 2015-07-02 |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
RO | Type 4 - Advising on securities | 2008-08-12 | 2009-03-18 |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
RO | Type 9 - Asset management | 2008-08-12 | 2009-03-18 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
RO | Type 4 - Advising on securities | 2007-10-17 | 2011-01-01 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
RO | Type 9 - Asset management | 2007-10-17 | 2011-01-01 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-18 | 2007-10-17 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 9 - Asset management | 2007-09-18 | 2007-10-17 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2006-11-24 | 2007-07-01 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-11-24 | 2007-07-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2006-11-24 | 2007-07-01 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-11-24 | 2007-07-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 9 - Asset management | 2006-11-24 | 2007-07-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-08 | 2006-11-24 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-08 | 2006-11-24 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-08 | 2006-11-24 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-08-08 | 2006-11-24 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2006-08-08 | 2006-11-24 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-03-01 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-03-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-03-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hon Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.