Tak Hing Lee
李德興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Hing Lee (李德興), a licensed former licensee with CE reference ABN304. This person has 10.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-01-09 | 2015-05-26 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-11 | 2015-05-26 |
| Fair Eagle Securities Company Limited 天發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-03 | 2007-08-16 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-01-04 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-01-04 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-14 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-05-14 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-14 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-14 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Hing Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.