Shih-Wei Peng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shih-Wei Peng, a licensed former licensee with CE reference ABN236. This person has 8.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neo Risk Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2017-08-21 | 2018-08-07 |
| Neo Risk Investment Advisors Limited | Rep | Type 9 - Asset management | 2017-08-21 | 2018-08-07 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-01-28 | 2015-06-22 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-01-28 | 2015-06-22 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-15 | 2014-01-28 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-15 | 2014-01-28 |
| Point72 Hong Kong Limited | Rep | Type 9 - Asset management | 2011-05-12 | 2013-08-09 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-10-11 | 2011-04-30 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-10-11 | 2011-04-30 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-09 | 2007-10-11 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-09 | 2007-10-11 |
| Quellos (Asia) Limited | RO | Type 1 - Dealing in securities | 2007-05-11 | 2007-10-02 |
| Quellos (Asia) Limited | RO | Type 4 - Advising on securities | 2007-05-11 | 2007-10-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shih-Wei Peng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.