Li Hsin Tsai
蔡立新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Hsin Tsai (蔡立新), a licensed former licensee with CE reference ABN172. This person has 12.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-05 | 2015-11-24 |
| Wocom Limited 宏高有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-02-05 | 2015-11-24 |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 1 - Dealing in securities | 2003-12-30 | 2015-02-05 |
| Wocom Limited 宏高有限公司 |
RO | Type 2 - Dealing in futures contracts | 2003-12-30 | 2015-02-05 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-30 |
| Wocom Limited 宏高有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-30 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-25 |
| Wocom Limited 宏高有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-25 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-25 |
| Wocom Limited 宏高有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-25 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Hsin Tsai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Bill Chi Piu Kwok | Wocom Limited | 2003–2015 |
| Kwok Ho Chan | Wocom Limited | 2003–2015 |
| Siu Kam Li | Wocom Limited | 2003–2015 |
| Hong Fu Wong | Wocom Limited | 2003–2015 |
| Christy Cho Kwong Choy | Wocom Limited | 2003–2015 |
| Daniel Ting Chung Yim | Wocom Limited | 2003–2015 |
| Yu Yam Heung | Wocom Limited | 2003–2015 |
| Lawrence Yam Ting Kot | Wocom Limited | 2003–2015 |
| Siu Hung Kwan | Wocom Limited | 2003–2015 |
| Kwok Shing Li | Wocom Limited | 2003–2015 |
| William Yuk Fai Mak | Wocom Limited | 2003–2015 |
| Choi Yung Poon | Wocom Limited | 2003–2015 |
| Shiu Kay Ho | Wocom Limited | 2003–2014 |
| Yat Fai Lee | Wocom Limited | 2003–2014 |
| Yin Lam | Wocom Limited | 2003–2013 |
| Wai Tsang | Wocom Limited | 2003–2013 |
| Wai Shing Lee | Wocom Limited | 2003–2013 |
| Suk Kuen Chan | Wocom Limited | 2003–2013 |
| Michael Ying Tak Chu | Wocom Securities Limited | 2003–2015 |
| Chi Keung Chow | Wocom Limited | 2003–2012 |