Kwok Wing Meocre Li
李國榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wing Meocre Li (李國榮), a licensed former licensee with CE reference ABL715. This person has 1.0 year of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-03-15 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-12 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Wing Meocre Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.