Chi Kin Chan
陳志堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kin Chan (陳志堅), a licensed former licensee with CE reference ABI401. This person has 16.0 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TANGSHANG FUTURES LIMITED 唐商期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-06-03 | 2020-08-31 |
| TANGSHANG SECURITIES LIMITED 唐商証券有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-14 | 2020-08-31 |
| TANGSHANG SECURITIES LIMITED 唐商証券有限公司 |
RO | Type 4 - Advising on securities | 2019-05-14 | 2020-08-31 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-17 | 2018-01-09 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-07-17 | 2018-01-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-03-14 | 2017-07-07 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-10-31 | 2016-03-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-22 | 2014-10-31 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-04-06 | 2007-08-22 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-07 | 2017-07-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-02-07 | 2006-04-06 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-01-27 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-24 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-24 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-24 |
| Uni-Alpha Futures Limited 裕豐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-01-27 |
| Uni-Alpha Futures Limited 裕豐期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-24 |
| Uni-Alpha Futures Limited 裕豐期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-02-24 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Kin Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kwok Wai Kan | Uni-Alpha Futures Limited | 2003–2006 |
| Chun Fook Yeung | Uni-Alpha Futures Limited | 2003–2005 |
| Sin Cheung Ho | Uni-Alpha Futures Limited | 2003–2005 |
| Chi Wai Ng | TANGSHANG FUTURES LIMITED | 2019–2020 |
| Yiu Hong Cheung | Uni-Alpha Futures Limited | 2003–2006 |
| Kin Li | Uni-Alpha Securities Limited | 2003–2006 |
| Cho Chuen Ho | Uni-Alpha Securities Limited | 2003–2006 |
| Paul Pou Hing Li | TANGSHANG SECURITIES LIMITED | 2019–2020 |
| Man Kit Ngan | Uni-Alpha Futures Limited | 2004–2006 |
| Heath Sze Hon Cheung | BOA International Securities Limited | 2017–2018 |
| Yip Wing Tin | BOA International Securities Limited | 2017–2018 |
| Tao Gong | BOA International Securities Limited | 2017–2018 |
| Wai Kim Fong | BOA International Securities Limited | 2017–2018 |
| Suk Fong Chan | BOA International Securities Limited | 2017–2018 |
| Debby Mei Ying Chan | BOA International Securities Limited | 2017 |
| Brian Chi Leung Hung | Uni-Alpha Futures Limited | 2003 |