Charlie Ka Ki Lam
林家驥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlie Ka Ki Lam (林家驥), a licensed former licensee with CE reference ABE374. This person has 7.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
RO | Type 4 - Advising on securities | 2022-09-14 | 2026-02-28 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
RO | Type 9 - Asset management | 2022-09-14 | 2026-02-28 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
Rep | Type 4 - Advising on securities | 2022-08-15 | 2022-09-14 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
Rep | Type 9 - Asset management | 2022-08-15 | 2022-09-14 |
| CAIIS Limited | Rep | Type 1 - Dealing in securities | 2015-02-02 | 2018-02-01 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2015-02-02 | 2018-02-01 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2008-06-02 | 2009-05-13 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2008-06-02 | 2009-05-13 |
| LGT Investment Management (Asia) Limited | Rep | Type 9 - Asset management | 2008-06-02 | 2009-05-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charlie Ka Ki Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kean Ee Tan | Pixiu Asset Management Limited | 2022–2026 |
| Hiu Shun Chan | Pixiu Asset Management Limited | 2022–2024 |
| Ashis Kumar Sengupta | CAIIS Limited | 2015–2018 |
| Samson Yiu Cho Lui | CAIIS Limited | 2015–2018 |
| Moon Sung Chang | CAIIS Limited | 2015–2018 |
| Kam Hon Chan | CAIIS Limited | 2015–2018 |
| Moon Fuk Cheung | CAIIS Limited | 2015–2018 |
| Chun Yu Choy | CAIIS Limited | 2015–2018 |
| Ping Hui Chu | CAIIS Limited | 2015–2018 |
| Yvonne Pui Yeung Chan | CAIIS Limited | 2015–2018 |
| Yin Wa Cheung | CAIIS Limited | 2015–2018 |
| Yee Ming Chan | CAIIS Limited | 2015–2018 |
| Timothy Kwok Cheung Lo | CAIIS Limited | 2015–2018 |
| Janet Kar Ming Lau | CAIIS Limited | 2015–2018 |
| Kwan Yee So | CAIIS Limited | 2015–2018 |
| Pui Sze Bessy Tsui | CAIIS Limited | 2015–2018 |
| Yuk Ting Wong | CAIIS Limited | 2015–2018 |
| Cynthia Shuet Kwan Wong | CAIIS Limited | 2015–2018 |
| Michelle Wu | CAIIS Limited | 2015–2018 |
| Ho Yan Wong | CAIIS Limited | 2015–2018 |