Nim Poon Wong
黃念本
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nim Poon Wong (黃念本), a licensed former licensee with CE reference ABA650. This person has 8.4 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-18 | 2011-11-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-18 | 2011-11-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-18 | 2011-11-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-07 | 2011-09-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-07 | 2011-09-21 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-06-07 | 2011-09-21 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-06-02 | 2010-04-29 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2009-06-02 | 2010-04-29 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 - Asset management | 2008-11-28 | 2010-04-29 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-11 | 2010-04-29 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-04-11 | 2009-06-02 |
| YF Securities Company Limited 怡發證券有限公司 |
RO | Type 1 - Dealing in securities | 2003-09-27 | 2007-03-15 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-18 | 2003-09-27 |
| YF Futures Company Limited 怡發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-08-18 | 2007-03-15 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-06-06 | 2003-08-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-08-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nim Poon Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.