Adam Howard Joseph Conn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Howard Joseph Conn, a licensed former licensee with CE reference AAZ321. This person has 2.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baillie Gifford Asia (Hong Kong) Limited 柏基亞洲(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-18 | 2022-08-05 |
| Baillie Gifford Asia (Hong Kong) Limited 柏基亞洲(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-03-18 | 2022-08-05 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-03 | 2012-08-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Adam Howard Joseph Conn during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.