Siu Po Tam
譚少保
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Po Tam (譚少保), a licensed former licensee with CE reference AAY749. This person has 13.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-09 | 2016-12-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-22 | 2009-10-06 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-04 | 2009-04-30 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-02 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-01 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-01 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Po Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tung Ching Chan | AIF Securities Limited | 2009–2016 |
| Hok Suen Hui | AIF Securities Limited | 2009–2016 |
| Sung Yin Lee | AIF Securities Limited | 2009–2016 |
| Yiu Wah Chiu | AIF Securities Limited | 2009–2016 |
| Pui Yin Tsui | AIF Securities Limited | 2009–2016 |
| Chun Lam | AIF Securities Limited | 2009–2016 |
| Mei Ya Hui | AIF Securities Limited | 2009–2016 |
| Geoffrey Fung | AIF Securities Limited | 2010–2016 |
| Rebecca Sze Ming Cheng | AIF Securities Limited | 2010–2016 |
| Stephen Siu Wah Fung | AIF Securities Limited | 2010–2016 |
| Wai Ping Fung | AIF Securities Limited | 2010–2016 |
| Tung Woo Lam | Mage Securities Limited | 2003–2008 |
| Chi Yuen Chan | AIF Securities Limited | 2011–2015 |
| Thien Phu la | AIF Securities Limited | 2010–2013 |
| Hoi Tim Chan | Mage Securities Limited | 2004–2007 |
| Yuen Ming Leung | Mage Securities Limited | 2003–2009 |
| Hoi Kam Li | Mage Securities Limited | 2003–2009 |
| Yun Kuen Lo | Mage Securities Limited | 2007–2009 |
| Shun King Lam | Mage Securities Limited | 2006–2009 |
| Stanley Chiu Fai Choi | Mage Securities Limited | 2003–2006 |