Yu Pun Ng
伍于泮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Pun Ng (伍于泮), a licensed former licensee with CE reference AAY542. This person has 20.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2024-01-22 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-26 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-26 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Pun Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| David Yau Wai Kwong | Fairwin Broking Limited | 2003–2024 |
| Wing Kwan Woo | Fairwin Broking Limited | 2003–2024 |
| Shui Gee Lucy Lu | Fairwin Broking Limited | 2003–2017 |
| Siu Ling Au | Fairwin Broking Limited | 2003–2017 |
| Yuen Chu Ho | Fairwin Broking Limited | 2003–2017 |
| Chenxi Ye | Fairwin Broking Limited | 2017–2024 |
| Hui Sun Lee | Fairwin Broking Limited | 2006–2012 |
| Chi Kit Soo | Fairwin Broking Limited | 2017–2024 |
| Weicheng Chen | Fairwin Broking Limited | 2018–2024 |
| Kit Man Lau | Fairwin Broking Limited | 2017–2023 |
| Xiaozhong Hu | Fairwin Broking Limited | 2018–2024 |
| Jingyao Chen | Fairwin Broking Limited | 2018–2024 |
| Liqi Ye | Fairwin Broking Limited | 2019–2024 |
| Ka Ying Li | Fairwin Broking Limited | 2016–2021 |
| Yuk Kuen Kwok | Fairwin Broking Limited | 2003–2005 |
| Joseph Bing Tong Kam | Fairwin Broking Limited | 2012–2016 |
| Siu Yan Tin | Fairwin Broking Limited | 2021–2024 |
| Tingting Xin | Fairwin Broking Limited | 2021–2024 |
| Yinghao Li | Fairwin Broking Limited | 2019–2021 |
| King Ho Cheung | Fairwin Broking Limited | 2013–2014 |