Ka Man Chow

周家文
CE No. AAY115 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man Chow (周家文), a licensed former licensee with CE reference AAY115. This person has 16.8 years of SFC licence history. Total licence records on file: 67.

Information

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Licence history

FirmRoleRegulated activityFromTo
Ambersail Capital Limited
駿虎資本有限公司
RO Type 1 - Dealing in securities 2025-08-19 2026-04-17
Ambersail Capital Limited
駿虎資本有限公司
RO Type 4 - Advising on securities 2025-08-19 2026-04-17
Ambersail Capital Limited
駿虎資本有限公司
RO Type 9 - Asset management 2025-08-19 2026-04-17
ZH SECURITIES LIMITED
中昊証券有限公司
RO Type 2 - Dealing in futures contracts 2024-02-16 2025-06-30
ZH SECURITIES LIMITED
中昊証券有限公司
RO Type 1 - Dealing in securities 2023-03-03 2025-06-30
ZH SECURITIES LIMITED
中昊証券有限公司
RO Type 4 - Advising on securities 2023-03-03 2025-06-30
ZH SECURITIES LIMITED
中昊証券有限公司
RO Type 9 - Asset management 2023-03-03 2025-06-30
Zhongpu International Futures Co., Limited
中浦國際期貨有限公司
RO Type 1 - Dealing in securities 2022-02-07 2022-09-07
Zhongpu International Futures Co., Limited
中浦國際期貨有限公司
RO Type 2 - Dealing in futures contracts 2022-02-07 2022-09-07
Zhongpu International Futures Co., Limited
中浦國際期貨有限公司
Rep Type 1 - Dealing in securities 2022-01-07 2022-02-07
Zhongpu International Futures Co., Limited
中浦國際期貨有限公司
Rep Type 2 - Dealing in futures contracts 2022-01-07 2022-02-07
Yuen Meta (International) Securities Limited
元宇宙(國際)證券有限公司
RO Type 1 - Dealing in securities 2021-11-16 2022-01-03
Leo Asset Management Limited
麗奧資產管理有限公司
RO Type 4 - Advising on securities 2021-11-16 2022-01-03
Leo Asset Management Limited
麗奧資產管理有限公司
RO Type 9 - Asset management 2021-11-16 2022-01-03
Hongkong Rich & Fortune Securities Co., Limited
香港匯鑫富證券有限公司
Rep Type 1 - Dealing in securities 2021-05-05 2021-06-30
Hongkong Rich & Fortune Securities Co., Limited
香港匯鑫富證券有限公司
Rep Type 4 - Advising on securities 2021-05-05 2021-06-30
ACU Securities Limited RO Type 1 - Dealing in securities 2021-01-28 2021-03-21
ACU Securities Limited RO Type 4 - Advising on securities 2021-01-28 2021-03-21
ACU Asset Management Limited RO Type 9 - Asset management 2021-01-28 2021-03-19
ACU Securities Limited Rep Type 1 - Dealing in securities 2020-11-20 2021-01-28
ACU Securities Limited Rep Type 4 - Advising on securities 2020-11-20 2021-01-28
ACU Asset Management Limited Rep Type 9 - Asset management 2020-11-20 2021-01-28
Major Asset Management Limited
美捷資產管理有限公司
RO Type 1 - Dealing in securities 2020-07-16 2020-10-29
Major Asset Management Limited
美捷資產管理有限公司
RO Type 4 - Advising on securities 2020-07-16 2020-10-29
Major Asset Management Limited
美捷資產管理有限公司
RO Type 9 - Asset management 2020-07-16 2020-10-29
Major Asset Management Limited
美捷資產管理有限公司
Rep Type 1 - Dealing in securities 2020-06-02 2020-07-16
Major Asset Management Limited
美捷資產管理有限公司
Rep Type 4 - Advising on securities 2020-06-02 2020-07-16
Major Asset Management Limited
美捷資產管理有限公司
Rep Type 9 - Asset management 2020-06-02 2020-07-16
CF Securities Limited
長复證券有限公司
RO Type 1 - Dealing in securities 2020-03-31 2020-04-30
CF Asset Management Limited
長复資產管理有限公司
RO Type 4 - Advising on securities 2020-03-31 2020-04-30
CF Asset Management Limited
長复資產管理有限公司
RO Type 9 - Asset management 2020-03-31 2020-04-30
CF Securities Limited
長复證券有限公司
Rep Type 1 - Dealing in securities 2020-03-25 2020-03-31
CF Asset Management Limited
長复資產管理有限公司
Rep Type 4 - Advising on securities 2020-03-25 2020-03-31
CF Asset Management Limited
長复資產管理有限公司
Rep Type 9 - Asset management 2020-03-25 2020-03-31
Goldlink Capital (Corporate Finance) Limited
金聯資本(企業融資)有限公司
Rep Type 6 - Advising on corporate finance 2019-02-13 2020-01-29
Goldlink Asset Management (Asia) Limited
金聯資產管理(亞洲)有限公司
RO Type 4 - Advising on securities 2017-03-13 2020-01-29
Goldlink Asset Management (Asia) Limited
金聯資產管理(亞洲)有限公司
RO Type 9 - Asset management 2017-03-13 2020-01-29
Goldlink Securities Limited
金聯證券有限公司
RO Type 1 - Dealing in securities 2016-11-01 2020-01-29
Goldlink Securities Limited
金聯證券有限公司
Rep Type 1 - Dealing in securities 2016-08-25 2016-11-01
Cornerstone Securities Limited
基石證券有限公司
RO Type 1 - Dealing in securities 2016-06-13 2016-08-23
TFI Securities and Futures Limited
天風國際證券與期貨有限公司
RO Type 1 - Dealing in securities 2014-12-22 2015-06-30
TFI Securities and Futures Limited
天風國際證券與期貨有限公司
RO Type 2 - Dealing in futures contracts 2014-12-22 2015-06-30
Tianda Asset Management Limited
天大資產管理有限公司
Rep Type 9 - Asset management 2014-07-22 2014-12-20
Tianda Securities Limited
天大証券有限公司
RO Type 1 - Dealing in securities 2014-01-27 2014-12-20
Tianda Securities Limited
天大証券有限公司
RO Type 2 - Dealing in futures contracts 2014-01-27 2014-12-20
Tianda Securities Limited
天大証券有限公司
Rep Type 1 - Dealing in securities 2014-01-02 2014-01-27
Tianda Securities Limited
天大証券有限公司
Rep Type 2 - Dealing in futures contracts 2014-01-02 2014-01-27
Futu Securities International (Hong Kong) Limited
富途證券國際(香港)有限公司
RO Type 1 - Dealing in securities 2012-10-04 2013-06-30
Magic Compass Securities Limited
摩石證券有限公司
RO Type 1 - Dealing in securities 2011-10-12 2012-09-01
Beijing Securities Limited
北京證券有限公司
RO Type 2 - Dealing in futures contracts 2011-03-14 2011-06-01
Beijing Securities Limited
北京證券有限公司
RO Type 1 - Dealing in securities 2010-10-22 2011-06-01
Beijing Securities Limited
北京證券有限公司
Rep Type 1 - Dealing in securities 2010-10-04 2010-10-22
Future Growth Financial Services Limited
聚合金融服務有限公司
RO Type 1 - Dealing in securities 2010-04-08 2010-10-01
Future Growth Financial Services Limited
聚合金融服務有限公司
RO Type 2 - Dealing in futures contracts 2010-04-08 2010-10-01
Shanxi Securities International Financial Holdings Limited
山證國際金融控股有限公司
RO Type 2 - Dealing in futures contracts 2008-09-19 2009-08-25
Cheong Lee Securities Limited
昌利證券有限公司
RO Type 4 - Advising on securities 2007-08-25 2008-04-07
Cheong Lee Securities Limited
昌利證券有限公司
RO Type 1 - Dealing in securities 2007-08-07 2008-04-07
New Trend Futures Limited
創新期貨有限公司
Rep Type 2 - Dealing in futures contracts 2007-03-21 2007-03-21
Open Securities Limited
開盤證券有限公司
RO Type 1 - Dealing in securities 2007-03-21 2007-07-24
New Trend Futures Limited
創新期貨有限公司
RO Type 2 - Dealing in futures contracts 2006-08-21 2007-01-16
New Trend Futures Limited
創新期貨有限公司
Rep Type 2 - Dealing in futures contracts 2006-07-18 2006-08-21
Okachi Investments (HK) Company Limited
岡地投資(香港)有限公司
Rep Type 1 - Dealing in securities 2005-10-04 2006-06-26
Okachi (Hong Kong) Company Limited
岡地香港有限公司
Rep Type 2 - Dealing in futures contracts 2005-10-04 2006-06-26
Get Nice Securities Limited
結好證券有限公司
Rep Type 1 - Dealing in securities 2004-11-11 2005-09-28
Get Nice Futures Company Limited
結好期貨有限公司
Rep Type 2 - Dealing in futures contracts 2004-11-11 2005-09-28
Get Nice Securities Limited
結好證券有限公司
Rep Type 4 - Advising on securities 2004-11-11 2005-09-28
Get Nice Futures Company Limited
結好期貨有限公司
Rep Type 5 - Advising on futures contracts 2004-11-11 2005-09-28

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Man Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tze Ngong Li Goldlink Securities Limited 2016–2020
Jun Zhu Goldlink Securities Limited 2016–2020
Choi Lee Goldlink Securities Limited 2016–2020
Wai Yee Lee Goldlink Securities Limited 2016–2020
Yuen Kwan Tse Goldlink Securities Limited 2016–2020
Tak Fat Chin ZH SECURITIES LIMITED 2023–2025
Tzu Kuan Wu Goldlink Asset Management (Asia) Limited 2017–2019
Long Lin Goldlink Securities Limited 2018–2020
Barry Kwok Wing Cheung Get Nice Futures Company Limited 2004–2005
Iven Tak Leung Lai Get Nice Futures Company Limited 2004–2005
Chun Kwai Ng ZH SECURITIES LIMITED 2023–2025
Simon Kwok ZH SECURITIES LIMITED 2023–2025
Mofiz Chan Ambersail Capital Limited 2025–2026
Ting Kar Young ZH SECURITIES LIMITED 2023–2024
Yee Sheung Leung Okachi (Hong Kong) Company Limited 2005–2006
Man Sang Tsang Tianda Securities Limited 2014
Chun Ho King Tianda Securities Limited 2014
Ka Leung Chiu Magic Compass Securities Limited 2011–2012
Kwun Kit Tsang Futu Securities International (Hong Kong) Limited 2012–2013
Songguo Lin Goldlink Capital (Corporate Finance) Limited 2019–2020
Explore the interactive colleague network →

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