Hok Swie Lee
李學瑞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Swie Lee (李學瑞), a licensed former licensee with CE reference AAX656. This person has 11.9 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2015-03-03 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-22 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hok Swie Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.