Walter Gilbert Mearns Nimmo

CE No. AAX450 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Walter Gilbert Mearns Nimmo, a licensed former licensee with CE reference AAX450. This person has 9.2 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
China Enterprise Securities Company Limited
華業金控證券有限公司
RO Type 1 - Dealing in securities 2011-01-27 2015-01-22
China Enterprise Securities Company Limited
華業金控證券有限公司
RO Type 4 - Advising on securities 2007-02-13 2015-01-22
China Enterprise Securities Company Limited
華業金控證券有限公司
RO Type 9 - Asset management 2007-02-13 2015-01-22
Pegasus Fund Managers Limited
東驥基金管理有限公司
Rep Type 4 - Advising on securities 2005-09-02 2006-12-11
Pegasus Fund Managers Limited
東驥基金管理有限公司
Rep Type 9 - Asset management 2005-09-02 2006-12-11

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Walter Gilbert Mearns Nimmo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yie Tai Siu China Enterprise Securities Company Limited 2008–2014
Masako Watanabe China Enterprise Securities Company Limited 2007–2015
Sheung Chi Chan China Enterprise Securities Company Limited 2012–2014
Doris Ming Li China Enterprise Securities Company Limited 2013–2015
Richard Harris China Enterprise Securities Company Limited 2009–2010
Benoit Gilles Guerillot China Enterprise Securities Company Limited 2007–2008
Yiu Fai Au Pegasus Fund Managers Limited 2005–2006
Kwok Yat Wu Pegasus Fund Managers Limited 2005–2006
George Wing Yau Chan Pegasus Fund Managers Limited 2005–2006
Chak Lam Lau Pegasus Fund Managers Limited 2005–2006
Chun Tak Chu Pegasus Fund Managers Limited 2005–2006
Sze Kong Kwok Pegasus Fund Managers Limited 2005–2006
Diana May Fung Choi Pegasus Fund Managers Limited 2005–2006
Tsz Yeung Chan Pegasus Fund Managers Limited 2005–2006
Wai Yee Anita Tjon Pegasus Fund Managers Limited 2005–2006
Chiu Fai Wong Pegasus Fund Managers Limited 2005–2006
Teresa Yuk Mui Ma Pegasus Fund Managers Limited 2005–2006
Jeremy Chak Lam Wong Pegasus Fund Managers Limited 2005–2006
Yoko Nemoto China Enterprise Securities Company Limited 2008–2009
Susan Woon Yu Lao Pegasus Fund Managers Limited 2005–2006
Explore the interactive colleague network →

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