Peter Frederick Phillips
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Frederick Phillips, a licensed former licensee with CE reference AAV628. This person has 13.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stonehorn Global Partners Limited | RO | Type 4 - Advising on securities | 2022-07-28 | 2022-10-08 |
| Stonehorn Global Partners Limited | RO | Type 9 - Asset management | 2022-07-28 | 2022-10-08 |
| Frontier Asia Capital Hong Kong Limited 飛騰亞洲基金有限公司 |
RO | Type 4 - Advising on securities | 2008-08-11 | 2019-07-24 |
| Frontier Asia Capital Hong Kong Limited 飛騰亞洲基金有限公司 |
RO | Type 9 - Asset management | 2008-08-11 | 2019-07-24 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2006-06-14 | 2008-05-02 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-14 | 2008-05-02 |
| FIL Investment Advisors | Rep | Type 5 - Advising on futures contracts | 2006-06-14 | 2006-12-18 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-06-14 | 2006-12-18 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2006-06-14 | 2008-05-02 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-06-14 | 2008-05-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Frederick Phillips during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.