Ting San Tai

戴庭燊
CE No. AAV541 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting San Tai (戴庭燊), a licensed Responsible Officer with CE reference AAV541. Currently licensed at 1 firm(s): Wai Man Stock & Shares Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Wai Man Stock & Shares Company Limited
偉民股票買賣有限公司
RO Type 1 - Dealing in securities Pre-2003 present
Wai Man Stock & Shares Company Limited
偉民股票買賣有限公司
RO Type 4 - Advising on securities Pre-2003 2005-02-23
Wai Man Stock & Shares Company Limited
偉民股票買賣有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-11-30
Wai Man Stock & Shares Company Limited
偉民股票買賣有限公司
RO Type 9 - Asset management Pre-2003 2004-11-30

Worked alongside

The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Ting San Tai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yee Wah Tai Wai Man Stock & Shares Company Limited 2003–present
Wai Man Tai Wai Man Stock & Shares Company Limited 2003–2017
Nellie Kit Fun Leong Wai Man Stock & Shares Company Limited 2003–2011
Ting Fong Tai Wai Man Stock & Shares Company Limited 2008–2010
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