Chun Shing Chan

陳春成
CE No. AAU963 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Shing Chan (陳春成), a licensed former licensee with CE reference AAU963. This person has 2.7 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Soen Tak Securities Company Limited
順德證券有限公司
RO Type 1 - Dealing in securities Pre-2003 2005-12-20
Soen Tak Securities Company Limited
順德證券有限公司
RO Type 4 - Advising on securities Pre-2003 2003-10-10
Soen Tak Securities Company Limited
順德證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2003-10-10
Soen Tak Securities Company Limited
順德證券有限公司
RO Type 9 - Asset management Pre-2003 2003-10-10

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Shing Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Lap Wai Hui Soen Tak Securities Company Limited 2003–2005
Cheong Ng Soen Tak Securities Company Limited 2003–2005
Kelly Chi Kar Wong Soen Tak Securities Company Limited 2003–2005
Yuk Tak Chan Soen Tak Securities Company Limited 2003–2005
Richard Wing Kong Lo Soen Tak Securities Company Limited 2003
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