Eric Ying Yee Yim
嚴英宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Ying Yee Yim (嚴英宜), a licensed former licensee with CE reference AAQ123. This person has 15.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovation Securities Co., Limited 鼎新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-28 | 2018-12-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-30 | 2018-02-06 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2015-01-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-07-04 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-21 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Ying Yee Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.