Ting Pong Chum
覃定邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Pong Chum (覃定邦), a licensed former licensee with CE reference AAM167. This person has 12.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-28 | 2016-02-20 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-27 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-27 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-27 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ting Pong Chum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.