Kwok Hoi Ho
何國海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hoi Ho (何國海), a licensed former licensee with CE reference AAK597. This person has 18.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-14 | 2021-10-15 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-15 | 2015-08-31 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-06 | 2013-10-11 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-09 | 2008-06-01 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-08 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-08 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-08 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Hoi Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.