James Shu Kin Hong
洪樹堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Shu Kin Hong (洪樹堅), a licensed former licensee with CE reference AAK376. This person has 6.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2009-10-31 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | Pre-2003 | 2009-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Shu Kin Hong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.