Carolyn Suk Yin Chui
崔淑妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolyn Suk Yin Chui (崔淑妍), a licensed former licensee with CE reference AAK271. This person has 10.9 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JW Capital Limited | Rep | Type 9 - Asset management | 2019-04-23 | 2019-11-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-03 | 2013-07-13 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-10 | 2013-07-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2013-07-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2010-09-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Carolyn Suk Yin Chui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Shu Jung Chang | JW Capital Limited | 2019 |
| Betty Kou | JW Capital Limited | 2019 |
| Ka Kei Lam | JW Capital Limited | 2019 |
| Gilbert Wing Biu Yau | JW Capital Limited | 2019 |
| Joshua Ka Fai Wat | JW Capital Limited | 2019 |
| Yan Yip | JW Capital Limited | 2019 |
| Hsieh Shen Fang | JW Capital Limited | 2019 |
| Sun Yuen Elric Li | JW Capital Limited | 2019 |
| Ken Chi Tat Lou | JW Capital Limited | 2019 |
| Sau Fat Lim | JW Capital Limited | 2019 |
| Leong Ming Yau | JW Capital Limited | 2019 |
| Janny Cockell | JW Capital Limited | 2019 |
| Yiu Wai Cheung | JW Capital Limited | 2019 |
| Tak Nam Tang | JW Capital Limited | 2019 |