Tak Wa Li
李德華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wa Li (李德華), a licensed former licensee with CE reference AAJ793. This person has 10.1 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-03 | 2016-08-03 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-02-03 | 2016-08-03 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-12 | 2012-11-30 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-12 | 2012-11-30 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-02 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-03-02 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-01 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-03-01 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-01 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-03-01 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-03-01 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-01 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Wa Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Fung Lei | Kaiser Futures Limited | 2005–2012 |
| Ying Yu Ha | Kaiser Securities Limited | 2005–2012 |
| Kam Keung Wong | Kaiser Securities Limited | 2005–2012 |
| Zhenxing Chen | Kaiser Securities Limited | 2006–2012 |
| Lok Wai Cheng | Kaiser Futures Limited | 2005–2011 |
| Wai Hung Leung | Kaiser Futures Limited | 2004–2012 |
| John Lam Chek Tang | Kaiser Futures Limited | 2004–2012 |
| Ka Fai Yuen | Kaiser Futures Limited | 2004–2012 |
| Yat Ming Chan | Kaiser Futures Limited | 2004–2012 |
| Brian Wei Lung Fung | Kaiser Futures Limited | 2004–2012 |
| Chi Keung Ho | Kaiser Futures Limited | 2004–2012 |
| Francis Ka Hang Lee | Kaiser Futures Limited | 2004–2012 |
| Yiu Kei Lai | Kaiser Futures Limited | 2004–2012 |
| Cheuk Fai Tam | Kaiser Futures Limited | 2004–2012 |
| Sin Leung Yung | Kaiser Securities Limited | 2004–2012 |
| Dak Shing Kwong | Kaiser Futures Limited | 2004–2012 |
| Kin Ying Ng | Kaiser Securities Limited | 2007–2012 |
| Dixon Tak Shun Lo | Kaiser Futures Limited | 2004–2008 |
| Chi Ngai Ng | Kaiser Futures Limited | 2005–2012 |
| Yuen Kwan Li | Kaiser Futures Limited | 2007–2012 |