Jimmy Kam Fai Li
李錦輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Kam Fai Li (李錦輝), a licensed former licensee with CE reference AAJ560. This person has 20.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 - Asset management | 2023-12-08 | 2024-08-30 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 9 - Asset management | 2023-05-22 | 2023-12-08 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-05 | 2024-08-30 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 4 - Advising on securities | 2022-12-05 | 2024-08-30 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-12 | 2022-12-05 |
| Riches Depot Securities Co., Limited 聚富證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-05-30 | 2022-08-18 |
| Anli Securities Limited 安里證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2013-12-27 |
| Anli Securities Limited 安里證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-12-06 |
| Anli Securities Limited 安里證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-06 |
| Anli Securities Limited 安里證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-12-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jimmy Kam Fai Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.