Shek Wah Chan
陳錫華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shek Wah Chan (陳錫華), a licensed former licensee with CE reference AAJ523. This person has 16.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-20 | 2019-08-31 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-05-20 | 2019-08-31 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 1 - Dealing in securities | 2011-11-16 | 2019-08-31 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-11-16 | 2019-08-31 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2011-06-01 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2010-03-23 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-12-29 |
| Oshidori Corporate Finance Limited 威華達融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2011-06-01 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-29 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2010-03-23 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-12-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shek Wah Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.